Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
ZoomInfo Technologies Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01
(Title of Class of Securities)
98980F104
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 98980F104 | Schedule 13G | Page 1 of 28 |
1 |
Names of Reporting Persons
The Carlyle Group Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
93,217,319 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
93,217,319 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
93,217,319 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
52.7% | |||||
12 | Type of Reporting Person
CO |
CUSIP No. 98980F104 | Schedule 13G | Page 2 of 28 |
1 |
Names of Reporting Persons
Carlyle Group Management L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
93,217,319 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
93,217,319 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
93,217,319 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
52.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 3 of 28 |
1 |
Names of Reporting Persons
Carlyle Holdings I GP Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
CO |
CUSIP No. 98980F104 | Schedule 13G | Page 4 of 28 |
1 |
Names of Reporting Persons
Carlyle Holdings I GP Sub L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 5 of 28 |
1 |
Names of Reporting Persons
Carlyle Holdings I L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 6 of 28 |
1 |
Names of Reporting Persons
CG Subsidiary Holdings L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
93,217,319 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
93,217,319 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
93,217,319 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
52.7% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 7 of 28 |
1 |
Names of Reporting Persons
TC Group, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 8 of 28 |
1 |
Names of Reporting Persons
TC Group Sub L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 9 of 28 |
1 |
Names of Reporting Persons
Carlyle Holdings II GP L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 10 of 28 |
1 |
Names of Reporting Persons
Carlyle Holdings II L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 11 of 28 |
1 |
Names of Reporting Persons
TC Group Cayman Investment Holdings, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 12 of 28 |
1 |
Names of Reporting Persons
TC Group Cayman Investment Holdings Sub L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 13 of 28 |
1 |
Names of Reporting Persons
TC Group VI S1, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 14 of 28 |
1 |
Names of Reporting Persons
TC Group VI S1, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
79,127,051 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
79,127,051 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
79,127,051 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
48.6% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 15 of 28 |
1 |
Names of Reporting Persons
TC Group VI, L.L.C. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. 98980F104 | Schedule 13G | Page 16 of 28 |
1 |
Names of Reporting Persons
TC Group VI, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 17 of 28 |
1 |
Names of Reporting Persons
Carlyle Partners VI Evergreen Holdings, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
39,453,764 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
39,453,764 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
39,453,764 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
32.1% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 18 of 28 |
1 |
Names of Reporting Persons
CP VI Evergreen Holdings, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
39,673,287 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
39,673,287 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
39,673,287 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
32.2% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 19 of 28 |
1 |
Names of Reporting Persons
Carlyle Partners VI Dash Holdings, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
14,090,268 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
14,090,268 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
14,090,268 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
12 | Type of Reporting Person
PN |
CUSIP No. 98980F104 | Schedule 13G | Page 20 of 28 |
ITEM 1. | (a) Name of Issuer: |
ZoomInfo Technologies Inc. (the Issuer)
(b) | Address of Issuers Principal Executive Offices: |
805 Broadway Street, Suite 900, Vancouver, Washington 98660.
ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
Carlyle Group Management L.L.C.
The Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group, L.L.C.
TC Group Sub L.P.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.L.C.
TC Group Cayman Investment Holdings, L.P.
TC Group Cayman Investment Holdings Sub L.P.
TC Group VI S1, L.L.C.
TC Group VI S1, L.P.
TC Group VI, L.L.C.
TC Group VI, L.P.
Carlyle Partners VI Evergreen Holdings, L.P.
CP VI Evergreen Holdings, L.P.
Carlyle Partners VI Dash Holdings, L.P.
(b) | Address or Principal Business Office: |
The address for each of TC Group Cayman Investment Holdings, L.P. and TC Group Cayman Investment Holdings Sub L.P. is c/o Walkers Corporate Limited, Cayman Corporate Center, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands. The address for each of the remaining Reporting Persons is c/o The Carlyle Group Inc., 1001 Pennsylvania Avenue NW, Suite 220 South, Washington, D.C. 20004-2505.
CUSIP No. 98980F104 | Schedule 13G | Page 21 of 28 |
(c) | Citizenship of each Reporting Person is: |
Each of TC Group Cayman Investment Holdings, L.P. and TC Group Cayman Investment Holdings Sub L.P. is organized under the laws of the Cayman Islands. Each of the remaining Reporting Persons is organized under the laws of the state of Delaware.
(d) | Title of Class of Securities: |
Class A common stock, par value $0.01 per share (Class A Common Stock).
(e) | CUSIP Number: |
98980F104
ITEM 3. |
|
Not applicable.
ITEM 4. | Ownership. |
(a-c)
The ownership information presented below represents beneficial ownership of Class A Common Stock of the Issuer as of December 31, 2020, based upon 83,615,501 shares of Class A Common Stock outstanding as of December 4, 2020. The ownership information assumes the conversion of (i) the membership units of ZoomInfo Holdings LLC (OpCo Units) and (ii) the Issuers Class C common stock, par value $0.01 per share (the Class C Common Stock) beneficially owned by the Reporting Persons into shares of Class A Common Stock on a one-to-one basis.
Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
Carlyle Group Management L.L.C. |
93,217,319 | 52.7 | % | 0 | 93,217,319 | 0 | 93,217,319 | |||||||||||||||||
The Carlyle Group Inc. |
93,217,319 | 52.7 | % | 0 | 93,217,319 | 0 | 93,217,319 | |||||||||||||||||
Carlyle Holdings I GP Inc. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
Carlyle Holdings I GP Sub L.L.C. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
Carlyle Holdings I L.P. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
CG Subsidiary Holdings L.L.C. |
93,217,319 | 52.7 | % | 0 | 93,217,319 | 0 | 93,217,319 | |||||||||||||||||
TC Group, L.L.C. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
TC Group Sub L.P. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
Carlyle Holdings II GP L.L.C. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
Carlyle Holdings II L.L.C. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
TC Group Cayman Investment Holdings, L.P. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
TC Group Cayman Investment Holdings Sub L.P. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
TC Group VI S1, L.L.C. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
TC Group VI S1, L.P. |
79,127,051 | 48.6 | % | 0 | 79,127,051 | 0 | 79,127,051 | |||||||||||||||||
TC Group VI, L.L.C. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
TC Group VI, L.P. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 | |||||||||||||||||
Carlyle Partners VI Evergreen Holdings, L.P. |
39,453,764 | 32.1 | % | 0 | 39,453,764 | 0 | 39,453,764 | |||||||||||||||||
CP VI Evergreen Holdings, L.P. |
39,673,287 | 32.2 | % | 0 | 39,673,287 | 0 | 39,673,287 | |||||||||||||||||
Carlyle Partners VI Dash Holdings, L.P. |
14,090,268 | 14.4 | % | 0 | 14,090,268 | 0 | 14,090,268 |
CUSIP No. 98980F104 | Schedule 13G | Page 22 of 28 |
Carlyle Partners VI Evergreen Holdings, L.P. is the record holder of 39,453,764 OpCo Units. CP VI Evergreen Holdings, L.P. is the record holder of 39,673,287 shares of Class C Common Stock. Carlyle Partners VI Dash Holdings, L.P. is the record holder of 14,090,268 shares of Class C Common Stock.
Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Partners VI Evergreen Holdings, L.P. and CP VI Evergreen Holdings, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Partners VI Evergreen Holdings, L.P. and CP VI Evergreen Holdings, L.P. Accordingly each of these entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Evergreen Holdings, L.P. and CP VI Evergreen Holdings, L.P., respectively, excluding Carlyle Partners VI Evergreen Holdings, L.P. and CP VI Evergreen Holdings, L.P., which do not share beneficial ownership of the securities owned by the other.
The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle Partners VI Dash Holdings, L.P. Accordingly each of these entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Dash Holdings, L.P.
CUSIP No. 98980F104 | Schedule 13G | Page 23 of 28 |
ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group. |
The Reporting Persons are a party to (i) that certain Stockholders Agreement (the Stockholders Agreement) dated as of June 3, 2020, among the Issuer, the TA Stockholders (as defined therein), the Carlyle Stockholders (as defined therein) and the Founder Stockholders (as defined therein and which initially includes DO Holdings (WA), LLC, HSKB Funds, LLC, and HSKB Funds II, LLC) and (ii) the Irrevocable Proxy (the Irrevocable Proxy) dated as of June 3, 2020, among the TA Stockholders, the Carlyle Stockholders, the Founder Stockholders and 22C (as defined therein, and together with the TA Stockholders, the Carlyle Stockholders and the Founder Stockholders, the Other Parties).
By virtue of being a party to the Stockholders Agreement and the Proxy, each of the Reporting Persons may be deemed to be members of a group, as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. The parties to the Stockholders Agreement and the Irrevocable Proxy hold, in the aggregate, more than 50% of the voting power for the election of directors of the Issuer. The share ownership reported on this Schedule 13G for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaims beneficial ownership of the securities beneficially owned by the Other Parties.
ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
ITEM 10. | Certification. |
Not applicable.
CUSIP No. 98980F104 | Schedule 13G | Page 24 of 28 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2021
Carlyle Group Management L.L.C. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Chief Financial Officer | |
The Carlyle Group Inc. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director and Chief Financial Officer | |
Carlyle Holdings I GP Inc. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director and Chief Financial Officer | |
Carlyle Holdings I GP Sub L.L.C. | ||
By: Carlyle Holdings I GP Inc., its sole member | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director and Chief Financial Officer | |
Carlyle Holdings I L.P. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director | |
CG Subsidiary Holdings L.L.C. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director |
CUSIP No. 98980F104 | Schedule 13G | Page 25 of 28 |
TC Group, L.L.C. | ||
By: CG Subsidiary Holdings L.L.C., its managing member | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director | |
TC Group Sub L.P. | ||
By: TC Group, L.L.C., its general partner | ||
By: CG Subsidiary Holdings L.L.C., its managing member | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director | |
Carlyle Holdings II GP L.L.C. | ||
By: The Carlyle Group Inc., its sole member | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director and Chief Financial Officer | |
Carlyle Holdings II L.L.C. | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director | |
TC Group Cayman Investment Holdings, L.P. | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director |
CUSIP No. 98980F104 | Schedule 13G | Page 26 of 28 |
TC Group Cayman Investment Holdings Sub L.P. | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: |
/s/ Anne Frederick, attorney-in-fact | |
Name: |
Curtis L. Buser | |
Title: |
Managing Director | |
TC Group VI S1, L.L.C. | ||
By: |
/s/ Jeremy Anderson | |
Name: |
Jeremy Anderson | |
Title: |
Authorized Person | |
TC Group VI S1, L.P. | ||
By: |
/s/ Jeremy Anderson | |
Name: |
Jeremy Anderson | |
Title: |
Authorized Person | |
TC Group VI, L.L.C. | ||
By: |
/s/ Jeremy W. Anderson | |
Name: |
Jeremy W. Anderson | |
Title: |
Authorized Person | |
TC Group VI, L.P. | ||
By: |
/s/ Jeremy W. Anderson | |
Name: |
Jeremy W. Anderson | |
Title: |
Authorized Person | |
Carlyle Partners VI Evergreen Holdings, L.P. | ||
By: TC Group VI S1, L.P., its general partner | ||
By: |
/s/ Jeremy W. Anderson | |
Name: |
Jeremy W. Anderson | |
Title: |
Authorized Person |
CUSIP No. 98980F104 | Schedule 13G | Page 27 of 28 |
CP VI Evergreen Holdings, L.P. | ||
By: TC Group VI S1, L.P., its general partner | ||
By: |
/s/ Jeremy W. Anderson | |
Name: |
Jeremy W. Anderson | |
Title: |
Authorized Person | |
Carlyle Partners VI Dash Holdings, L.P. | ||
By: TC Group VI, L.P., its general partner | ||
By: |
/s/ Jeremy W. Anderson | |
Name: |
Jeremy W. Anderson | |
Title: |
Authorized Person |
CUSIP No. 98980F104 | Schedule 13G | Page 28 of 28 |
LIST OF EXHIBITS
Exhibit No. |
Description | |
24 | Power of Attorney. | |
99 | Joint Filing Agreement. |
Exhibit 24
POWER OF ATTORNEY
The undersigned understands that, from time to time, the Carlyle Companies (defined below) are required to prepare, execute and file certain federal and state securities laws filings.
Know all by these presents, that the undersigned hereby constitutes and appoints each of Jeffrey Ferguson, Jeremy Anderson, Joanne Cosiol, Anne Frederick, Kevin Gasque, Erica Herberg, Norma Kuntz, Joshua Lefkowitz, David Lobe, Karen McMonagle, Aditya Narain, Michelle Reing, Ryan Toteja and Catherine Ziobro, or any of them signing singly, and with full power of substitution, the undersigneds true and lawful attorney-in-fact to:
(1) | prepare, execute in the name of each Carlyle Company and on behalf of each Carlyle Company, and submit to the U.S. Securities and Exchange Commission (the SEC) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of Forms D (Form D) required to be filed in accordance with Rule 503 (Rule 503) promulgated with respect to Sections 4(2), 4(6) and 3(b) of the Securities Act of 1933 (the 1933 Act) and reports required by Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 (the 1934 Act) or any rule or regulation of the SEC; |
(2) | prepare and execute for and on behalf of each Carlyle Company, in the undersigneds capacity as a Chairman, authorized person, officer and/or director of each Carlyle Company, federal and state securities laws filings including without limitation Forms D pursuant to Rule 503 and Schedules 13D and 13G and Forms 3, 4, and 5 in accordance with Sections 13(d) and 16(a) of the 1934 Act and the rules thereunder; |
(3) | do and perform any and all acts for and on behalf of each Carlyle Company which may be necessary or desirable to complete and execute any such federal and state securities laws filings including without limitation Forms D, Schedules 13D and 13G and Forms 3, 4, and 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and the securities administrators of any state, the District of Columbia, the Commonwealth of Puerto Rico, Guam and the United States Virgin Islands or their designees and any stock exchange or similar authority; and |
(4) | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-facts discretion. |
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-facts substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted, whether the same needs to be executed, taken or done by him in his capacity as a current or former member, partner, shareholder, director or officer of any company, partnership, corporation, organization, firm, branch or other entity connected with, related to or affiliated with any of the entities constituting the Carlyle Companies or entities that directly or indirectly hold interests in the Carlyle Companies.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigneds responsibilities to comply with federal and state securities laws, including without limitation Rule 503 of the 1933 Act or Section 13 and Section 16 of the 1934 Act.
This Power of Attorney and all authority conferred hereby shall not be terminated by operation of law, whether by the death or incapacity of the undersigned or by occurrence of any other event. Actions taken by an attorney-in-fact pursuant to this Power of Attorney shall be as valid as if any event described in the preceding sentence had not occurred, whether or not the attorney-in-fact shall have received notice of such event. Notwithstanding the foregoing, (i) in the event that an attorney-in-fact is no longer employed by The Carlyle Group Employee Co., L.L.C. or its affiliates, this Power of Attorney and all authority conferred hereby shall be immediately terminated with respect to such Attorney, and (ii) the undersigned may terminate or revoke this Power of Attorney at any time.
For purposes hereof, the Carlyle Companies shall consist of: (i) Carlyle Group Management L.L.C., The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., TC Group, L.L.C., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.L.C., CG Subsidiary Holdings L.L.C., TC Group Investment Holdings, L.P., Carlyle Holdings III GP Management L.L.C., Carlyle Holdings III GP L.P., Carlyle Holdings III GP Sub L.L.C., Carlyle Holdings III L.P., TC Group Cayman L.P., TC Group Sub L.P., TC Group Investment Holdings Sub L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group Cayman Sub L.P., Five Overseas CG Investment L.L.C. and (ii) the subsidiaries and affiliates of the foregoing in clause (i), including without limitation investment funds sponsored directly or indirectly by one or more of the Carlyle Companies.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of January, 2020.
By: | /s/ Curtis L. Buser | |
Name: | Curtis L. Buser | |
Title: | Chief Financial Officer |
Exhibit 99
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 12th day of February, 2021.
Carlyle Group Management L.L.C. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Chief Financial Officer | |
The Carlyle Group Inc. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director and Chief Financial Officer | |
Carlyle Holdings I GP Inc. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director and Chief Financial Officer | |
Carlyle Holdings I GP Sub L.L.C. | ||
By: Carlyle Holdings I GP Inc., its sole member | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director and Chief Financial Officer |
Carlyle Holdings I L.P. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
CG Subsidiary Holdings L.L.C. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
TC Group, L.L.C. | ||
By: CG Subsidiary Holdings L.L.C., its managing member | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
TC Group Sub L.P. | ||
By: TC Group, L.L.C., its general partner | ||
By: CG Subsidiary Holdings L.L.C., its managing member | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
Carlyle Holdings II GP L.L.C. | ||
By: The Carlyle Group Inc., its sole member | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director and Chief Financial Officer | |
Carlyle Holdings II L.L.C. | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director |
TC Group Cayman Investment Holdings, L.P. | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
TC Group Cayman Investment Holdings Sub L.P. | ||
By: TC Group Cayman Investment Holdings, L.P., its general partner | ||
By: CG Subsidiary Holdings L.L.C., its general partner | ||
By: | /s/ Anne Frederick, attorney-in-fact | |
Name: | Curtis L. Buser | |
Title: | Managing Director | |
TC Group VI S1, L.L.C. | ||
By: | /s/ Jeremy Anderson | |
Name: | Jeremy Anderson | |
Title: | Authorized Person | |
TC Group VI S1, L.P. | ||
By: | /s/ Jeremy Anderson | |
Name: | Jeremy Anderson | |
Title: | Authorized Person | |
TC Group VI, L.L.C. | ||
By: | /s/ Jeremy W. Anderson | |
Name: | Jeremy W. Anderson | |
Title: | Authorized Person | |
TC Group VI, L.P. | ||
By: | /s/ Jeremy W. Anderson | |
Name: | Jeremy W. Anderson | |
Title: | Authorized Person |
Carlyle Partners VI Evergreen Holdings, L.P. | ||
By: TC Group VI S1, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson | |
Name: | Jeremy W. Anderson | |
Title: | Authorized Person | |
CP VI Evergreen Holdings, L.P. | ||
By: TC Group VI S1, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson | |
Name: | Jeremy W. Anderson | |
Title: | Authorized Person | |
Carlyle Partners VI Dash Holdings, L.P. | ||
By: TC Group VI, L.P., its general partner | ||
By: | /s/ Jeremy W. Anderson | |
Name: | Jeremy W. Anderson | |
Title: | Authorized Person |